Capital Alignment Questionnaire

Your responses simply help us ensure that the conversation is relevant and productive.

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1. Your Current Stage

Which best describes your current financial stage?

Building long-term wealthApproaching retirementRecently retiredFocused primarily on preserving capitalEvaluating my current financial structure

2. Current Investment Structure

How are your investments currently managed?

I work with a financial advisorI manage my investments independentlyA combination of bothI am exploring advisory relationships

3. Primary Objective for This Review

What prompted you to schedule this conversation?

Evaluate my current portfolio structureObtain an independent second perspectiveImprove risk alignmentReview tax efficiencyCoordinate broader financial planningGeneral strategic discussion

4. Portfolio Alignment

Which of the following best reflects your current thinking?

I feel confident in my current strategy but welcome an objective reviewI suspect adjustments may be neededI'm uncertain whether my current structure is appropriateI want to ensure my strategy remains aligned with my long-term goals

5. Risk Perspective

How would you describe your current investment posture?

Primarily growth-orientedBalanced growth and preservationPreservation and stability focusedUnsure / would like guidance

6. Broader Financial Considerations

Which of the following areas are most relevant to you today? (Select any that apply.)

Tax positioningConcentrated stock exposureInsurance coordinationEstate planning coordinationLiquidity planningPortfolio risk management

7. Professional Coordination

Do you currently work with any of the following professionals?

CPA / tax advisorEstate planning attorneyInsurance professionalNone currently

8. Time Horizon

What is your approximate time horizon for accessing investment assets?

More than 10 years5–10 yearsWithin 5 yearsCurrently drawing income

9. Strategic Priorities

Which of the following best reflects your current priorities?

Long-term growthBalanced growth and stabilityPreservation and capital protectionIncome generation

10. Final Question

In a sentence or two: What would you most like this conversation to clarify for you?

Completing this questionnaire typically takes less than 3 minutes.
Your responses simply help us ensure that the conversation is relevant and productive.

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Help us understand your priorities.